William Marshall Dratel
Professional Summary
William Marshall Dratel was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1977 - 2014. William had worked at 4 firms and has passed the Series 55, PC, Series 7, Series 14, Series 24, Series 8, Series 27 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
49 years in the financial services industry
Current & Past Employments
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Current Firm
THE DRATEL GROUP, INC.
Contact Information
Established
New York since 06/28/1979Firm Type
CorporationFiscal Year End
JanuaryDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRATEL, WILLIAM MARSHALL | PRESIDENT/CHIEF COMPLIANCE OFFICER | 843025 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Oct 2000PC — AMEX Put and Call Exam
Passed Jun 1988Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jun 1992Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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