John E. Coalson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Embry Coalson was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1977. John had worked at 7 firms and has passed the Series 66, Series 63, Series 1 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2014 - December 15, 2017
VICUS CAPITAL, INC.
June 18, 2004 - December 20, 2012
WALNUT STREET SECURITIES, INC.
August 1, 2003 - December 20, 2012
WALNUT STREET SECURITIES, INC.
February 3, 2003 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
July 14, 1998 - December 11, 2002
MERCER SECURITIES, INC.
June 24, 1983 - November 23, 1983
AETNA FINANCIAL SERVICES, INC.
June 19, 1983 - January 30, 1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
September 19, 1977 - July 6, 1998
MARSH & MCLENNAN SECURITIES CORPORATION
Primary Firm SEC Registration
VICUS CAPITAL, INC.
CRD#: 116021 / SEC#: 801-60628
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/12/1977
Registered Representative ExaminationSeries 2
Date: 4/24/1970
Non-Member General Securities ExaminationCurrent Firm
VICUS CAPITAL, INC.
CRD#: 116021 / SEC#: 801-60628
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,058 |
| AUM (Assets Under Management) | $ 2,574,468,218 |
Red Flags
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