William D. Mcbrearty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Daniel Mcbrearty, who also goes by Bill Mcbrearty, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1977. William had worked at 11 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2009 - November 19, 2010
SIGNATOR INVESTORS, INC.
February 4, 2008 - November 19, 2010
SIGNATOR INVESTORS, INC.
August 15, 2003 - September 11, 2003
INVESTMENT SECURITY CORPORATION
May 25, 2001 - April 21, 2006
SIGNATOR INVESTORS, INC.
April 20, 2000 - May 9, 2001
OGILVIE SECURITY ADVISORS CORPORATION
September 29, 1995 - May 3, 2000
MONY SECURITIES CORPORATION
February 28, 1989 - December 1, 1989
TOLUCA PACIFIC SECURITIES CORP.
June 28, 1988 - March 11, 1989
BILTMORE EQUITIES & SECURITIES, LTD.
March 7, 1988 - December 1, 1989
TOLUCA PACIFIC SECURITIES CORP.
October 28, 1985 - January 22, 1988
COAST FINANCIAL ADVISORS, INC.
March 5, 1985 - December 10, 1985
VALUE EQUITIES CORPORATION
March 17, 1983 - March 12, 1985
BOARDWALK CAPITAL CORPORATION
August 2, 1982 - April 7, 1983
LPL FINANCIAL LLC
September 1, 1977 - July 28, 1982
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/12/1977
Registered Representative ExaminationCurrent Firm
SIGNATOR INVESTORS, INC.
CRD#: 468 / SEC#: 801-56298, 8-13995
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK FINANCIAL NETWORK, INC. | PARENT COMPANY | |
| ARMSTRONG, ABIGAIL MARIE | VICE PRESIDENT, COUNSEL AND ASST SECRETARY | 1239945 |
| CAPPUCCIO, PAUL ANTHONY | ASSISTANT VICE PRESIDENT | 2151678 |
| COLLINS, BRIAN DOUGLAS | VICE PRESIDENT | 6445623 |
| DORVAL, STEVEN FRANCIS | DIRECTOR | 4163630 |
| HORACK, THOMAS JOSEPH | VP & DIRECTOR | 861315 |
| KARMAN, MITCHELL ANDREW | DIRECTOR | 2837307 |
| KWONG-LOI, YIU | ASSISTANT SECRETARY | 6639555 |
| LANNIGAN, TRACY KANE | SECRETARY | 6944688 |
| MARYANOPOLIS, CHRISTOPHER | PRESIDENT & DIRECTOR | 3041077 |
| REBMAN, JILL DENISE | DIRECTOR | 6520386 |
| RIGATTI, MATTHEW FORREST | DIRECTOR | 2461646 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER & TREASURER | 4364402 |
| SCORPIO, CARON MARIE | ASSISTANT VICE PRESIDENT | 4275948 |
| SPADAFORA, CRAIG ALAN | DIRECTOR | 3184320 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER & DIRECTOR | 4612910 |
| TETA, ANTHONY MAURICE | DIRECTOR | 4617856 |
| TUCKER, BRIAN THOMAS | ASSISTANT SECRETARY | 2285090 |
| VACON, MELISSA M | VICE PRESIDENT & DIRECTOR | 6189199 |
| WALTERS, GINA GOLDYCH | DIRECTOR | 5095838 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 12 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
