Robert B. Mauterstock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Bates Mauterstock, who also goes by Bob Mauterstock, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1977. Robert had worked at 7 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 1, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2008 - October 23, 2012
KR WEALTH MANAGEMENT, LLC
June 6, 2001 - December 31, 2007
KR WEALTH MANAGEMENT, LLC
March 3, 1995 - August 16, 2010
LPL FINANCIAL LLC
August 3, 1992 - August 16, 2010
LPL FINANCIAL LLC
January 12, 1990 - August 21, 1992
INVESTACORP, INC.
September 12, 1985 - February 6, 1990
WATSON FINANCIAL SERVICES CORPORATION
June 19, 1983 - August 27, 1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
May 24, 1982 - September 11, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
September 14, 1977 - January 30, 1990
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
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Exams
Series 1
Date: 9/8/1977
Registered Representative ExaminationCurrent Firm
KR WEALTH MANAGEMENT, LLC
CRD#: 127644 / SEC#:
Contact information
Red Flags
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