Tim H. Bailey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tim Hamilton Bailey was a registered financial professional .
Tim is a previously registered financial professional and started their career in finance in 1977. Tim had worked at 5 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 1988 - October 24, 1988
GREAT LAKES EQUITIES CO.
January 9, 1987 - March 31, 1988
SENTRA SECURITIES CORPORATION
June 4, 1985 - January 23, 1987
ROBERT THOMAS SECURITIES, INC
September 24, 1982 - June 10, 1985
M.L. STERN & CO., LLC.
September 14, 1977 - January 25, 1983
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/8/1977
Registered Representative ExaminationCurrent Firm
GREAT LAKES EQUITIES CO.
CRD#: 16175 / SEC#: , 8-33421
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
