Zalia S. Mceuen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zalia Suzanne Mceuen, who also goes by Suzanne Hopkins, Zalia Suzanne Hopkins, Suzanne Hopkinsmceuen, Suzanne Mceuen, Zalia Suzanne Treat, was a registered financial professional .
Zalia is a previously registered financial professional and started their career in finance in 1982. Zalia had worked at 11 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 1, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2011 - November 13, 2020
VALIC FINANCIAL ADVISORS, INC.
June 1, 2011 - November 13, 2020
VALIC FINANCIAL ADVISORS, INC.
October 14, 2009 - May 26, 2011
CHASE INVESTMENT SERVICES CORP.
October 14, 2009 - May 26, 2011
CHASE INVESTMENT SERVICES CORP.
July 7, 2004 - October 13, 2009
MSI FINANCIAL SERVICES, INC.
July 7, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
July 7, 2004 - October 13, 2009
MSI FINANCIAL SERVICES, INC.
April 5, 2004 - July 16, 2004
BRECEK & YOUNG ADVISORS, INC.
April 5, 2004 - July 16, 2004
BRECEK & YOUNG ADVISORS, INC.
November 22, 2002 - March 8, 2004
SECURITY DISTRIBUTORS
July 8, 1997 - October 22, 2002
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 1, 1996 - October 22, 2002
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 18, 1994 - July 1, 1996
NATIONWIDE SECURITIES, LLC
April 14, 1992 - August 22, 1994
MSI FINANCIAL SERVICES, INC.
April 4, 1992 - August 22, 1994
METROPOLITAN LIFE INSURANCE COMPANY
August 28, 1991 - September 19, 1991
FREEMAN FINANCIAL SERVICES CORPORATION
May 2, 1990 - May 20, 1991
METROPOLITAN LIFE INSURANCE COMPANY
April 25, 1990 - May 20, 1991
MSI FINANCIAL SERVICES, INC.
November 20, 1985 - April 25, 1990
UR FINANCIAL, INC.
February 16, 1982 - October 20, 1983
SOUTHMARK FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/12/2024
General Securities Representative ExaminationSeries 1
Date: 8/29/1977
Registered Representative ExaminationCurrent Firm
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
