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GN

Gabriel F. Nagy

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CRD#: 842679
GN

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gabriel Francis Nagy was a registered financial professional .

Gabriel is a previously registered financial professional and started their career in finance in 1977. Gabriel had worked at 3 firms and has passed the Series 63, Series 4 and Series 40 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 12, 1986 - June 9, 1992

HOWARD, LAWSON & CO., LLC

BD
CRD#: 13540
Past

June 8, 1982 - April 23, 1984

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

September 6, 1977 - October 7, 1982

ELKINS & CO.

BD
CRD#: 6789

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/30/1979
Uniform Securities Agent State Law Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/1/1980
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 40
Date: 8/22/1977
Registered Principal Examination

Current Firm

HL
HOWARD, LAWSON & CO., LLC
HOWARD, LAWSON & CO., INC. | VENTURE PLACEMENTS, INC. | HOWARD, LAWSON & CO., LLC

CRD#: 13540 / SEC#: , 8-29511

BD
Terminated by SEC on 11/27/2001
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Contact information

Main Address
Mailing Address
Phone number
Established
Pennsylvania since 01/01/2000
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
LAWSON PARTNERSHIP, LPPARENT COMPANY

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOWARD, LAWSON & CO., LLC

CRD#: 13540

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