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RD

Richard M. Decrosta

Some features on this profile are disabled
CRD#: 842641
RD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Michael Decrosta, who also goes by Rick Decrosta, was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 1977. Richard had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rick Decrosta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 11, 2016 - December 15, 2016

SSN ADVISORY, INC.

RIA
CRD#: 126090
North Haven, CT
Past

October 11, 2016 - December 15, 2016

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
North Haven, CT
Past

June 30, 2006 - November 8, 2016

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
NORTH HAVEN, CT
Past

June 30, 2006 - November 8, 2016

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
NORTH HAVEN, CT
Past

February 11, 2002 - June 30, 2006

CARILLON INVESTMENTS, INC.

RIA
CRD#: 14646
NORTH HAVEN, CT
Past

January 4, 2002 - June 30, 2006

CARILLON INVESTMENTS, INC.

BD
CRD#: 14646
NORTH HAVEN, CT
Past

October 10, 2001 - January 11, 2002

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

October 10, 2001 - January 11, 2002

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

September 7, 1977 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

BD
CRD#: 6320
Past

September 7, 1977 - September 24, 2001

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

September 7, 1977 - September 24, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/7/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/15/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/21/1990
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 8/29/1977
Registered Representative Examination

Current Firm

SA
SSN ADVISORY, INC.
SSN ADVISORY, INC. | SSNAI

CRD#: 126090 / SEC#: 801-61989

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Contact information

Main Address
9729 Cogdill Road Suite 301, Knoxville, TN 37932
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

ENCOMPASS SMA WRAP FEE PROGRAM BROCHURE (8/14/2020)
SSNAI ADV PART 2A (8/14/2020)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SSN ADVISORY, INC.

CRD#: 126090

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