Gary L. Kane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Lee Kane was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1977. Gary had worked at 6 firms and has passed the Series 63, Series 7, Series 1, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 1992 - August 25, 1992
MASTERS FINANCIAL GROUP, INC.
November 24, 1989 - January 2, 1992
PACIFIC SOUTHERN SECURITIES, INC.
September 25, 1985 - November 17, 1989
THE STUART-JAMES COMPANY, INCORPORATED
January 27, 1984 - October 4, 1985
NORRIS & HIRSHBERG, INC.
September 21, 1982 - January 27, 1984
HENDERSON, FEW & CO.
September 1, 1977 - October 5, 1982
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/25/1977
Registered Representative ExaminationCurrent Firm
MASTERS FINANCIAL GROUP, INC.
CRD#: 25747 / SEC#: , 8-42553
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
