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Gary Lee Kane

CRD# 842464·Registered 1977 - 1992
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Lee Kane was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1977 - 1992. Gary had worked at 6 firms and has passed the Series 63, Series 7, Series 1, Series 53, Series 24 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

MASTERS FINANCIAL GROUP, INC.·CRD# 25747
BD
January 10, 1992 - August 25, 1992
PACIFIC SOUTHERN SECURITIES, INC.·CRD# 13155
BD
November 24, 1989 - January 2, 1992
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
September 25, 1985 - November 17, 1989
NORRIS & HIRSHBERG, INC.·CRD# 2929
BD
January 27, 1984 - October 4, 1985
HENDERSON, FEW & CO.·CRD# 6977
BD
September 21, 1982 - January 27, 1984
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
September 1, 1977 - October 5, 1982

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Current Firm

MF
MASTERS FINANCIAL GROUP, INC.

MASTERS FINANCIAL GROUP, INC.

CRD#: 25747 / SEC#: 8-42553
BD
Cancelled by SEC on 09/22/1998

Contact Information

Established

Delaware since 08/14/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1980About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1982About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Aug 1977

Series 53 — Municipal Securities Principal Examination

Passed Apr 1990About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jul 1983About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Nov 1980About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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