Michael B. Atkin

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CRD#: 842343

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Bruce Atkin, who also goes by Mike Atkin, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1977. Michael had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 52, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Atkin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 17, 2001 - July 27, 2006

FIDUCIARY ADVISORS, INC.

RIA

CRD#: 108239

ST. LOUIS, MO

Past

August 3, 1984 - April 3, 2018

FIRST BANKERS' BANC SECURITIES, INC

CRD#: 15041

ST LOUIS, MO

Past

October 12, 1978 - April 4, 1984

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

Past

September 1, 1977 - November 6, 1978

NEWHARD, COOK & CO. INCORPORATED

CRD#: 619

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDUCIARY ADVISORS, INC.

CRD#: 108239 / SEC#: 801-57763

RIA

Registered Investment Advisory firm - (7/13/2000 Approved)

Texas

Registered Investment Advisory firm - (3/12/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/31/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/3/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 52

Date: 7/19/1983

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 8/20/1977

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/15/1985

General Securities Principal Examination

Current Firm

FIDUCIARY ADVISORS, INC.

CRD#: 108239 / SEC#: 801-57763

RIA

Registered Investment Advisory firm - (7/13/2000 Approved)

Texas

Registered Investment Advisory firm - (3/12/2018 Terminated)

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Contact information

Main Address

12813 Flushing Meadows Dr Suite 280, St. Louis, MO 63131

Mailing Address

Phone number

(314) 726-5150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	388
AUM (Assets Under Management)	$ 1,731,300,456

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael B. Atkin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST BANKERS' BANC SECURITIES, INC

THOMSON MCKINNON SECURITIES INC.

NEWHARD, COOK & CO. INCORPORATED

Primary Firm SEC Registration

FIDUCIARY ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/2000

Series 63

Date: 8/31/1998

SIE

Date: 4/3/2018

Series 52

Date: 7/19/1983

Series 7

Date: 8/20/1977

Series 24

Date: 10/15/1985

Current Firm

FIDUCIARY ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIDUCIARY ADVISORS, INC.

TRUST BUT VERIFY

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