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John Frederic Storaska

CRD# 842313·Registered 1977 - 2004
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Frederic Storaska was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1977 - 2004. John had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

MILKIE/FERGUSON INVESTMENTS, INC.·CRD# 17606
BD
Dallas, TX
July 28, 2004 - November 4, 2004
WFG INVESTMENTS, INC.·CRD# 22704
BD
Dallas, TX
April 1, 1993 - September 25, 2000
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
September 10, 1992 - June 22, 1993
PRUDENTIAL-BACHE SECURITIES (PAN AMERICA) INC.·CRD# 65
BD
November 26, 1984 - March 18, 1986
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
September 20, 1984 - September 4, 1992
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
December 6, 1982 - October 23, 1984
E. F. HUTTON & COMPANY INC·CRD# 235
BD
September 1, 1977 - May 10, 1983

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Current Firm

MI
MILKIE/FERGUSON INVESTMENTS, INC.

BAINBRIDGE, CONNALLY & LEOPOLD, INC. | MILKIE/FERGUSON INVESTMENTS, INC. | BAINBRIDGE, CONNALLY AND LEOPOLD, INCORPORATED

CRD#: 17606 / SEC#: 8-36226
BD
Terminated by SEC on 09/24/2012

Contact Information

Established

Texas since 04/23/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
MILKIE, EDWARD MICHAELPRESIDENT/CEO871257
FUCO INVESTMENTS, INCSHAREHOLDER—
AIZEN, MANNYVICE PRESIDENT, IA COMPLIANCE OFFICER1676247
MCFARLANE, TERI MICHELLECHIEF COMPLIANCE OFFICER1936786
ZELLER, THOMAS MARKFINOP5227458

Disclosures

Regulatory Event

8

Civil Event

1

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2004About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1977About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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