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Robert Anton Knutson Sr

CRD# 842303·Registered 1977 - 2018
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Anton Knutson Sr, who also goes by Robert Anton Knutson, Robert Anton Knutson Sr., was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1977 - 2018. Robert had worked at 17 firms and has passed the Series 66, Series 63, SIE, Series 5, Series 7, Series 24 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Anton Knutson, Robert Anton Knutson Sr.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

CSSC BROKERAGE SERVICES, INC.·CRD# 141630
BD
Huntington, NY
September 12, 2016 - August 13, 2018
TRUSTEE EMPOWERMENT & PROTECTION, INC.·CRD# 108249
RIA
Huntington, NY
September 9, 2016 - December 31, 2018
RIDGEWAY & CONGER, INC.·CRD# 113055
BD
Huntington, NY
March 25, 2014 - September 12, 2014
RIDGEWAY CONGER ADVISORY SERVICES·CRD# 139372
RIA
Huntington, NY
March 12, 2014 - September 12, 2014
STONECASTLE SECURITIES, LLC·CRD# 131211
BD
New York, NY
September 27, 2011 - April 23, 2012
RBC CAPITAL MARKETS, LLC·CRD# 31194
RIA
New York, NY
September 17, 2008 - October 7, 2011
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
April 28, 2008 - October 7, 2011
ADVANCED EQUITIES, INC.·CRD# 35545
BD
New York, NY
January 26, 2007 - September 27, 2007
MIDLAND SECURITIES, LTD·CRD# 23736
BD
Dallas, TX
November 21, 2005 - March 14, 2006
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
September 17, 1999 - January 5, 2004
COWEN AND COMPANY·CRD# 7616
BD
New York, NY
January 27, 1998 - February 28, 2000
YAMAICHI INTERNATIONAL (AMERICA) INC.·CRD# 909
BD
New York, NY
October 30, 1997 - December 12, 1997
BLAYLOCK & COMPANY, INC.·CRD# 35669
BD
New York, NY
February 23, 1996 - October 23, 1997
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.·CRD# 824
BD
New York, NY
November 2, 1992 - February 8, 1995
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
July 31, 1985 - April 3, 1992
BECKER PARIBAS INCORPORATED·CRD# 7635
BD
September 12, 1983 - September 28, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 26, 1978 - July 12, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
September 1, 1977 - September 26, 1978

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Current Firm

CB
CSSC BROKERAGE SERVICES, INC.

CSSC BROKERAGE SERVICES, INC.

CRD#: 141630 / SEC#: 8-67401
BD
Terminated by SEC on 08/12/2018

Contact Information

Established

Michigan since 02/28/2001

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CSSC SERVICES AND SOLUTIONS, INC.OWNER—
RICH, GREGORY ROBERTCHIEF COMPLIANCE OFFICER1316406

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2008About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1989About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2018About the SIE exam

Series 5 — Interest Rate Options Examination

Passed Oct 1981

Series 7 — General Securities Representative Examination

Passed Aug 1977About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1994About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Nov 1993

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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