Mark P. Milligan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Patrick Milligan, who also goes by Mark Patrick Milligan Sr, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1977. Mark had worked at 10 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2008 - May 25, 2012
PLACEMARK INVESTMENTS, INC.
February 19, 2008 - November 24, 2008
PLACEMARK INVESTMENTS, INC.
September 30, 2003 - May 3, 2007
CALAMOS FINANCIAL SERVICES LLC
June 3, 2003 - August 18, 2003
DWS INVESTMENT MANAGEMENT AMERICAS, INC.
October 24, 1997 - August 18, 2003
DWS DISTRIBUTORS, INC.
September 15, 1993 - March 12, 1997
NATIXIS DISTRIBUTION, LLC
February 24, 1993 - September 15, 1993
TNE INVESTMENT SERVICES CORPORATION
March 14, 1989 - January 25, 1993
A. G. EDWARDS & SONS, INC.
February 2, 1984 - March 22, 1989
CITIGROUP GLOBAL MARKETS INC.
December 27, 1983 - February 3, 1984
MORGAN STANLEY DW INC.
March 14, 1979 - January 31, 1984
CITIGROUP GLOBAL MARKETS INC.
September 1, 1977 - February 28, 1979
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLACEMARK INVESTMENTS, INC.
CRD#: 114680 / SEC#: 801-60471
Contact information
Red Flags
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