Dennis R. Dorsett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Raymond Dorsett was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1977. Dennis had worked at 7 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2012 - December 31, 2013
DORSETT & CO., LLC
February 26, 1990 - April 1, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 14, 1988 - September 7, 1989
LEHMAN BROTHERS INC.
May 13, 1986 - May 14, 1988
E. F. HUTTON & COMPANY INC
June 25, 1979 - April 8, 1986
LEHMAN BROTHERS INC.
May 4, 1978 - June 25, 1979
LOEB PARTNERS
September 16, 1977 - June 5, 1978
FIRST GEORGETOWN SECURITIES, INC.
September 1, 1977 - October 17, 1977
G. A. KLIGMAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DORSETT & CO., LLC
CRD#: 156016 / SEC#:
Contact information
Red Flags
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