Michael E. Buchanan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Buchanan was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1977. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 1996 - April 18, 2017
MUTUAL OF AMERICA SECURITIES LLC
October 3, 1996 - April 18, 2017
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
May 30, 1995 - October 9, 1996
ATHENA CAPITAL CORPORATION
March 28, 1990 - February 2, 1995
ESTRADA HINOJOSA & COMPANY, INC.
February 4, 1987 - September 14, 1989
HILLTOP SECURITIES INC.
April 15, 1981 - February 18, 1987
THOMSON MCKINNON SECURITIES INC.
April 9, 1981 - February 12, 1985
SCHNEIDER, BERNET & HICKMAN, INC.
February 22, 1978 - October 15, 1980
LEHMAN BROTHERS KUHN LOEB INCORPORATED
September 1, 1977 - February 22, 1978
KUHN LOEB & CO. INCORPORATED
September 1, 1977 - January 2, 1979
KUHN, LOEB & CO. INTERNATIONAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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