BM
Bradley C. Mccurtain
MAINE SECURITIES
Portland, ME 04101
Some features on this profile are disabled
CRD#: 842193
BM
Professional summary
Bradley Chris Mccurtain is a registered financial advisor currently at MAINE SECURITIES CORPORATION located in Portland, Maine.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Bradley has worked at 3 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 27, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
REGISTERED INVESTMENT ADVISOR THROUGH MAINE SECURITIES CORPORATION. HOURS ARE VARIABLE DEPENDING UPON MULTIPLE FACTORS, BUT ALMOST ALL OVERLAP THOSE AT BROKER/DEALER. REAL ESTATE DEVELOPMENT AND MANAGEMENT NOT INVESTMENT RELATED. SINCE 1983. I OWN DEVELOPABLE LAND IN CARIBOU, AND NAPLES, ME. OF WHICH I AM THE SOLE OWNER. I am also a 2/3 majority shareowner of Two Monument Way, an LLC that owns developable land and related rights in Portland, Maine. No current plans to develop any of these parcels. LIFE AND HEALTH INSURANCE SALES THROUGH MSC'S LIFE & HEALTH AGENCY, WHICH OPERATES UNDER THE SAME NAME. TYPICALLY LESS THAN 1 HOUR/MONTH DURING MARKET HOURS. ALL COMMISSIONS EARNED FLOW THROUGH MSC. Sole owner of a start-up coffee importing business that sells green and roasted coffee in the United States. Typically, fewer than five hours weekly, almost all or which take place outside of normal business hours--primarily weekends and evenings.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Chris Mccurtain's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bradley Chris Mccurtain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 18, 2003 - Present
MAINE SECURITIES CORPORATION
Office #1: 15 Monument Square, Portland, ME 04101Office #2: 15 Monument Square, Portland, ME 04101RIA
BD
CRD#: 16976
Portland, ME
Current
April 24, 1986 - Present
MAINE SECURITIES CORPORATION
Office #1: 15 Monument Square, Portland, ME 04101Office #2: 15 Monument Square, Portland, ME 04101RIA
BD
CRD#: 16976
Portland, ME
Past
September 24, 1981 - May 5, 1986
BOSTON BAY CAPITAL, INC.
BD
CRD#: 7737
Past
September 1, 1977 - July 9, 1981
BURBANK & COMPANY, INC.
BD
CRD#: 113
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(5/25/2022)
RR
Florida(4/30/1993)
RR
Maine(5/5/1986)
IAR
Maine(6/18/2003)
RR
Massachusetts(6/2/1987)
RR
New Hampshire(8/25/1987)
RR
North Carolina(4/7/2022)
RR
Ohio(11/19/2003)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MAINE SECURITIES CORPORATION
MAINE SECURITIES CORPORATION | OLD NEW ENGLAND CAPITAL, INC. | OLD NEW ENGLAND CAPITAL
CRD#: 16976 / SEC#: , 8-34889
Maine
Registered Investment Advisory firm - SEC (1/24/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
15 Monument Square, Portland,, ME 04101-6425
Mailing Address
15 Monument Square, Portland, ME 04101
Phone number
(207) 775-0800
Established
Maine since 04/26/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
1
FINRA licenses (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 25,656,772 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MAINE SECURITIES CORPORATION
CRD#: 16976Portland, ME 04101TRUST BUT VERIFY
Monitor Bradley Mccurtain
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
