William P. Burke
Professional summary
William Patrick Burke JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial professional and started their career in finance in 1977. Prior to being barred, William had worked at 15 firms, which includes WIN CAPITAL CORP., FAB SECURITIES OF AMERICA INC., ALDEN CAPITAL MARKETS INC., FIN-ATLANTIC SECURITIES INC., GILFORD SECURITIES INCORPORATED, COMMONWEALTH ASSOCIATES, ROBERT THOMAS SECURITIES INC, JOHN FRANKLIN & ASSOCIATES INC., ROONEY PACE INC., J.P. MORGAN SECURITIES LLC, CIBC WORLD MARKETS CORP., PRUDENTIAL EQUITY GROUP LLC, LEHMAN BROTHERS KUHN LOEB INCORPORATED, MORGAN STANLEY DW INC., BUTCHER & SINGER INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 1999 - April 7, 1999
WIN CAPITAL CORP.
October 21, 1998 - December 4, 1998
FAB SECURITIES OF AMERICA, INC.
December 13, 1996 - July 30, 1998
ALDEN CAPITAL MARKETS, INC.
November 20, 1996 - December 17, 1996
FIN-ATLANTIC SECURITIES, INC.
June 26, 1995 - December 8, 1995
GILFORD SECURITIES INCORPORATED
June 7, 1990 - July 10, 1995
COMMONWEALTH ASSOCIATES
November 7, 1986 - May 11, 1990
ROBERT THOMAS SECURITIES, INC
May 21, 1986 - November 5, 1986
JOHN FRANKLIN & ASSOCIATES, INC.
January 3, 1986 - May 9, 1986
ROONEY, PACE INC.
February 25, 1985 - December 24, 1985
J.P. MORGAN SECURITIES LLC
March 23, 1981 - March 12, 1985
CIBC WORLD MARKETS CORP.
February 13, 1980 - May 2, 1981
PRUDENTIAL EQUITY GROUP, LLC
November 6, 1979 - January 16, 1980
LEHMAN BROTHERS KUHN LOEB INCORPORATED
November 24, 1978 - November 29, 1979
MORGAN STANLEY DW INC.
September 1, 1977 - December 6, 1978
BUTCHER & SINGER INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/24/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WIN CAPITAL CORP.
CRD#: 36172 / SEC#: , 8-47174
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KSH TRADING LLC | OWNER | |
| BAYERN, STEVEN JAY | CHAIRMAN, DIRECTOR | 15379 |
| KOLENIK, PATRICK MICHAEL | PRESIDENT, DIRECTOR | 810813 |
| ABLAMSKY, JOHN THOMAS | CFO/SECRETARY/TREASURER/FINOP | 2466780 |
| KOHN, HARVEY RICHARD | DIRECTOR | 817501 |
| QUIGLEY, WILLIAM MICHAEL | COMPLIANCE DIRECTOR | 1968265 |
| SUCOFF, CARY WILLIAM | DIRECTOR | 1156732 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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