Richard C. Stoyeck
Professional summary
Richard Christopher Stoyeck was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard Christopher Stoyeck, who also goes by Richard Christopher, Richard C Stoyeck, Richard Christophe Stoyeck, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1977. Richard had worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 28, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2010 - October 7, 2011
NEWPORT COAST SECURITIES, INC.
July 28, 1999 - July 6, 2020
TITUS ROCKEFELLER, LLC
December 11, 1997 - September 30, 1998
TAYLOR STUART FINANCIAL, INC.
June 11, 1996 - September 3, 1997
PARKER BROMLEY LTD.
May 25, 1989 - March 20, 1995
BLUESTONE CAPITAL CORP.
March 9, 1989 - May 4, 1989
SABLE CAPITAL MARKETS, INC.
May 16, 1988 - March 20, 1995
BLUESTONE CAPITAL CORP.
December 22, 1986 - April 7, 1988
PHILIPS, APPEL & WALDEN, INC.
October 29, 1986 - February 20, 1987
BEURET & COMPANY, LTD.
October 25, 1985 - October 27, 1986
PRUDENTIAL EQUITY GROUP, LLC
January 11, 1985 - October 21, 1985
D. H. BLAIR & CO., INC.
January 9, 1981 - February 25, 1985
J.P. MORGAN SECURITIES LLC
November 16, 1978 - February 9, 1981
LEHMAN BROTHERS KUHN LOEB INCORPORATED
September 26, 1978 - November 14, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 1, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 7/2/2011
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
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