CB
Cynthia M. Boyle
STIFEL INDEPENDENT ADVISORS
Landrum, SC 29356
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CRD#: 842081
CB
Professional summary
Cynthia Maresca Boyle, who also goes by Cindy Boyle, Cynthia Ann Maresca, is a registered financial advisor currently at STIFEL INDEPENDENT ADVISORS, LLC located in Landrum, South Carolina.
Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Cynthia has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cindy Boyle | Cynthia Ann Maresca
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Rental; 225 Fairview Farms Rd, Campobello, SC 29322; Guest House Rental; Owner; Collect Rent; 01/01/1997; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related. 2. Freehold Wealth Management Office Building; 910 East Rutherford St, Landrum, SC; 29356; Rental; Owner; Collect Rent; 01/01/2015; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related. 3. 2784 Pea Ridge Rd, A and B Rentals; Mill Spring, NC 28756; Rental; Owner; Collect Rent; 01/01/2016; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related. 4. Freehold Financial Group LLC; 910 East Rutherford St, Landrum, SC 29356; Conduit for our Stifel affiliation; Co-Owner; Financial Advisor; 01/01/2010; 8 Hours per Day; During Securities Trading Hours; Investment-Related. 5. US Para Dressage Foundation; 11350 Timberlodge Terr Boca Raton FL 33431; board member; 1/31/22; 0 hours per day; not during sec trading hours; not inv related 6. I.S.L.E. Isle of Palms Literary Events; isle of palms city hall, 1207 Palm Blvd, SC 29451; literacy; to promote literary by exposure of authors to adults and school children; advisory; 02/12/2024; 0 Hours per Day; Not during securities trading hours; Not Investment-Related
CRS (Client Relationship Summary) - RIA
Click below to view Cynthia Maresca Boyle's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Cynthia Maresca Boyle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2021 - Present
STIFEL INDEPENDENT ADVISORS, LLC
Office #1: 910 E. Rutherford Street, Landrum, SC 29356RIA
BD
CRD#: 28218
Landrum, SC
Current
November 8, 2021 - Present
STIFEL INDEPENDENT ADVISORS, LLC
Office #1: 910 E. Rutherford Street, Landrum, SC 29356RIA
BD
CRD#: 28218
Landrum, SC
Past
February 15, 2013 - November 10, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
LANDRUM, SC
Past
February 15, 2013 - November 10, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
LANDRUM, SC
Past
February 29, 2000 - February 27, 2013
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
LANDRUM, SC
Past
January 21, 1986 - February 27, 2013
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
LANDRUM, SC
Past
January 9, 1979 - February 11, 1986
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
Past
September 26, 1978 - March 21, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Past
September 1, 1977 - March 21, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BD
CRD#: 572
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STIFEL INDEPENDENT ADVISORS, LLC
CENTURY SECURITIES ASSOCIATES INC | STIFEL INDEPENDENT ADVISORS, LLC | CENTURY SECURITIES ASSOCIATES, INC.
CRD#: 28218 / SEC#: 801-43561, 8-43514
RIA
Registered Investment Advisory firm - SEC (3/19/1993 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(11/8/2021)
RR
Florida(11/8/2021)
IAR
Florida(11/9/2021)
RR
Georgia(11/8/2021)
RR
Illinois(11/23/2021)
RR
Kentucky(11/8/2021)
RR
Michigan(12/16/2024)
RR
New Jersey(11/8/2021)
RR
North Carolina(11/8/2021)
RR
South Carolina(11/8/2021)
IAR
South Carolina(11/8/2021)
RR
Tennessee(11/8/2021)
RR
Texas(9/29/2022)
RR
Virginia(11/8/2021)
RR
West Virginia(9/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SI
STIFEL INDEPENDENT ADVISORS, LLC
CENTURY SECURITIES ASSOCIATES INC | STIFEL INDEPENDENT ADVISORS, LLC | CENTURY SECURITIES ASSOCIATES, INC.
CRD#: 28218 / SEC#: 801-43561, 8-43514
RIA
Registered Investment Advisory firm - SEC (3/19/1993 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
One Financial Plaza 501 North Broadway, St Louis, MO 63102
Mailing Address
One Financial Plaza 501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-4051
Established
Missouri since 05/24/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
206
SEC notice filing (49 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | OWNER-HOLDING COMPANY OWNING 100% | |
| KRUSZEWSKI, RONALD JAMES | CHAIRMAN, STIFEL FINANCIAL | 1434827 |
| BRAUTIGAM, ALLEN COR | PRESIDENT AND CEO | 2400179 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER | 4696103 |
| DODSON, CHARLES EDWARD | CCO-ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL | 4970942 |
| MELINGER, ADAM SCOTT | ROSFP | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| ROWAN, JAMES FRANCIS | PRINCIPAL FINANCIAL OFFICER | 1976998 |
| ZEMLYAK, JAMES MARK | MANAGER, BOARD OF MANAGERS | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 11,648 |
| AUM (Assets Under Management) | $ 4,379,138,273 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2024 | ||
| 09/28/2023 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STIFEL INDEPENDENT ADVISORS, LLC
CRD#: 28218Landrum, SC 29356TRUST BUT VERIFY
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