Louis M. Milano

SMARTX ADVISORY SOLUTIONS

Boynton Beach, FL

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CRD#: 842064

Professional summary

Louis Michael Milano is a registered financial advisor currently at SMARTX ADVISORY SOLUTIONS located in Boynton Beach, Florida and HEDGECO SECURITIES, LLC located in West Palm Beach, Florida.

Louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Louis has worked at 16 firms and has passed the Series 66, Series 79TO, SIE, Series 3, Series 15, Series 5, Series 7, Series 4, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Michael Milano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2018 - Present

SMARTX ADVISORY SOLUTIONS

RIA

CRD#: 297680

Boynton Beach, FL

Current

February 18, 2014 - Present

HEDGECO SECURITIES, LLC

Office #1: 105 S. Narcissus Ave., Suite 701, West Palm Beach, FL 33401

CRD#: 142498

West Palm Beach, FL

Past

August 12, 2016 - December 31, 2018

SMARTX ADVISORY SOLUTIONS

RIA

CRD#: 167966

WEST PALM BEACH, FL

Past

March 6, 2013 - December 31, 2013

CABOT LODGE SECURITIES LLC

CRD#: 159712

SCHAUMBURG, IL

Past

October 3, 2011 - March 9, 2012

NATIXIS SECURITIES AMERICAS LLC

CRD#: 1101

NEW YORK, NY

Past

December 18, 2003 - October 3, 2011

NATIXIS SECURITIES NORTH AMERICA INC.

CRD#: 28722

NEW YORK, NY

Past

February 3, 2000 - April 2, 2003

KBC SECURITIES INC.

CRD#: 47900

NEW YORK, NY

Past

November 28, 1998 - April 24, 1999

NATIXIS SECURITIES NORTH AMERICA INC.

CRD#: 28722

NEW YORK, NY

Past

April 11, 1992 - February 20, 1997

DAIWA CAPITAL MARKETS AMERICA INC.

CRD#: 1576

NEW YORK, NY

Past

October 13, 1989 - February 11, 1992

CITICORP SECURITIES SERVICES, INC.

CRD#: 15387

NEW YORK, NY

Past

April 7, 1989 - July 7, 1989

INSTITUTIONAL EQUITY CORPORATION

CRD#: 19628

Past

July 7, 1987 - April 13, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

April 1, 1985 - June 19, 1987

TMA GOVERNMENT SECURITIES, LTD.

CRD#: 15196

Past

September 8, 1983 - January 7, 1985

KUHNS BROTHERS & LAIDLAW, INC.

CRD#: 1481

Past

October 3, 1979 - August 4, 1983

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

January 16, 1979 - December 25, 1981

SECURITIES SETTLEMENT CORPORATION

CRD#: 7129

Past

September 1, 1977 - April 13, 1978

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SMARTX ADVISORY SOLUTIONS

SMART XCHANGE | SMARTX ADVISORY SOLUTIONS LLC | SMARTX ADVISORY SOLUTIONS | SMARTX

CRD#: 297680 / SEC#: 801-113795

RIA

Registered Investment Advisory firm - (8/7/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/18/2014)

IAR

Florida
(11/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2016

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/8/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 15

Date: 11/9/1982

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 9/21/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 8/20/1977

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/2/2023

Registered Options Principal Examination

Principal/Supervisory Exam

Series 14

Date: 9/25/1990

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 2/5/1985

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SMARTX ADVISORY SOLUTIONS

SMART XCHANGE | SMARTX ADVISORY SOLUTIONS LLC | SMARTX ADVISORY SOLUTIONS | SMARTX

CRD#: 297680 / SEC#: 801-113795

RIA

Registered Investment Advisory firm - (8/7/2018 Approved)

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Contact information

Main Address

105 S. Narcissus Avenue Suite 701, West Palm Beach, FL 33401

Mailing Address

Phone number

(561) 835-8690

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SMARTX ADVISORY SOLUTIONS - DISCLOSURE BROCHURE MARCH 2025 (4/4/2025)

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 26,545,458,669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Louis M. Milano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Michael Milano's CRS (Customer Relationship Summary).

Certified licenses

Experience

HEDGECO SECURITIES, LLC

SMARTX ADVISORY SOLUTIONS

CABOT LODGE SECURITIES LLC

NATIXIS SECURITIES AMERICAS LLC

NATIXIS SECURITIES NORTH AMERICA INC.

KBC SECURITIES INC.

NATIXIS SECURITIES NORTH AMERICA INC.

DAIWA CAPITAL MARKETS AMERICA INC.

CITICORP SECURITIES SERVICES, INC.

INSTITUTIONAL EQUITY CORPORATION

INTEGRATED RESOURCES EQUITY CORPORATION

TMA GOVERNMENT SECURITIES, LTD.

KUHNS BROTHERS & LAIDLAW, INC.

PRUDENTIAL EQUITY GROUP, LLC

SECURITIES SETTLEMENT CORPORATION

THOMSON MCKINNON SECURITIES INC.

Primary Firm SEC Registration

SMARTX ADVISORY SOLUTIONS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2016

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 9/8/1988

Series 15

Date: 11/9/1982

Series 5

Date: 9/21/1981

Series 7

Date: 8/20/1977

Series 4

Date: 1/2/2023

Series 14

Date: 9/25/1990

Series 24

Date: 2/5/1985

FINRA

Current Firm

SMARTX ADVISORY SOLUTIONS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SMARTX ADVISORY SOLUTIONS

TRUST BUT VERIFY

Contact information

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