Louis Michael Milano
Professional Summary
Louis Michael Milano is a registered financial advisor currently at SMARTX ADVISORY SOLUTIONS located in Boynton Beach, Florida and HEDGECO SECURITIES, LLC located in West Palm Beach, Florida. Louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Louis has worked at 16 firms and has passed the Series 66, Series 79TO, SIE, Series 3, Series 15, Series 5, Series 7, Series 4, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
49 years in the financial services industry
Current & Past Employments
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Current Firm
SMART XCHANGE | SMARTX ADVISORY SOLUTIONS LLC | SMARTX ADVISORY SOLUTIONS | SMARTX
Contact Information
Main Address
105 S. Narcissus Avenue Suite 701, West Palm Beach, FL 33401Phone Number
(561) 835-8690# of Employees
96SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
61AUM (Assets Under Management)
$26,993,430,437Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SMART XCHANGE | SMARTX ADVISORY SOLUTIONS LLC | SMARTX ADVISORY SOLUTIONS | SMARTX
State Registrations and Notice Filings
(2/18/2014)
(11/16/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 15 — Foreign Currency Options Examination
Passed Nov 1982Series 5 — Interest Rate Options Examination
Passed Sep 1981SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Louis Michael Milano's CRS (Customer Relationship Summary).
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