Michael G. Grimes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Glenn Grimes was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1977. Michael had worked at 11 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2004 - November 9, 2006
BARRINGTON CAPITAL MANAGEMENT INC
May 20, 2003 - February 23, 2004
WFG ADVISORS, LP
April 22, 2002 - February 13, 2004
WFG INVESTMENTS, INC.
June 27, 2001 - February 13, 2004
WFG INVESTMENTS, INC.
October 9, 2000 - January 25, 2001
FIRST ALLIED SECURITIES, INC.
November 19, 1998 - October 25, 2000
D.E. FREY & COMPANY, INC.
August 29, 1994 - December 11, 1998
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 11, 1989 - August 31, 1994
PRUDENTIAL EQUITY GROUP, LLC
April 11, 1988 - February 7, 1989
LEHMAN BROTHERS INC.
September 22, 1982 - April 11, 1988
E. F. HUTTON & COMPANY INC
February 24, 1978 - October 19, 1982
MORGAN STANLEY DW INC.
September 1, 1977 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 11/16/1981
Interest Rate Options ExaminationSeries 8
Date: 3/25/1982
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BARRINGTON CAPITAL MANAGEMENT INC
CRD#: 105005 / SEC#: 801-15837
Contact information
Red Flags
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