Wanda J. Hamilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wanda Jean Hamilton, who also goes by Wanda Jean Burkey, was a registered financial professional .
Wanda is a previously registered financial professional and started their career in finance in 1981. Wanda had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2007 - November 3, 2023
SECURITIES AMERICA, INC.
April 22, 2006 - August 6, 2007
TD AMERITRADE, INC.
January 2, 2002 - November 11, 2002
AMERIVEST, INC.
January 2, 2002 - April 22, 2006
TD AMERITRADE CLEARING, INC.
May 19, 1999 - December 31, 2001
AMERIVEST, INC.
March 28, 1990 - July 31, 1992
FSB PREMIER WEALTH MANAGEMENT, INC.
March 7, 1988 - July 11, 1988
LEHMAN BROTHERS INC.
May 8, 1985 - March 7, 1988
E. F. HUTTON & COMPANY INC
October 12, 1983 - February 22, 1985
BUTCHER & SINGER INC.
June 15, 1981 - October 6, 1983
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITIES AMERICA, INC.
CRD#: 10205 / SEC#: , 8-26602
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITIES AMERICA FINANCIAL CORP. | SHAREHOLDER | |
| CHAFFEE, HAROLD GERARD | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2905661 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| FORD, ERINN JUNE | INTERIM PRESIDENT, DIRECTOR AND CEO | 2176816 |
| GERB, JASON HARRIS | SVP, CHIEF REGULATORY OFFICER | 3021815 |
| HULETT, KIRK JESSE | EXECUTIVE VICE PRESIDENT, STRATEGY & PRACTICE MANAGEMENT, DIRECTOR | 2528380 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| SCHMIDT, DAVID MARTIN | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 58 |
| Arbitration | 27 |
| Bond | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
