Jeffrey C. Villwock

Some features on this profile are disabled

CRD#: 841881

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Carlton Villwock, who also goes by Jeff VIllwock, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1977. Jeffrey had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeff Villwock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 24, 2017 - July 20, 2018

LANIER SECURITIES LLC

CRD#: 285277

Buford, GA

Past

June 17, 2016 - September 1, 2016

CENTERRE CAPITAL LLC

CRD#: 148091

LAKE ST. LOUIS, MO

Past

June 28, 2006 - June 1, 2016

GENESIS CAPITAL, LLC

CRD#: 128801

ATLANTA, GA

Past

May 28, 2003 - June 12, 2006

CAYMUS SECURITIES LLC

CRD#: 126183

ATLANTA, GA

Past

July 18, 2001 - June 2, 2003

HARPETH SECURITIES, LLC

CRD#: 109821

NASHVILLE, TN

Past

June 12, 1997 - July 12, 1999

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

ATLANTA, GA

Past

October 28, 1991 - March 26, 1997

JOHNSON RICE & COMPANY L.L.C.

CRD#: 19524

NEW ORLEANS, LA

Past

June 18, 1990 - October 14, 1991

BULLISH BOB BAGLEY SECURITIES, INC.

CRD#: 24761

GARLAND, TX

Past

February 14, 1990 - June 20, 1990

HATCHER & COMPANY

CRD#: 7182

Past

March 22, 1989 - February 6, 1990

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

December 14, 1983 - September 25, 1984

SCHNEIDER, BERNET & HICKMAN, INC.

CRD#: 750

Past

May 3, 1982 - December 16, 1983

ROTAN MOSLE INC.

CRD#: 727

Past

September 1, 1977 - May 10, 1982

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/10/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/10/1990

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/16/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 28

Date: 4/22/2003

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/25/1996

General Securities Principal Examination

Current Firm

LANIER SECURITIES LLC

CRD#: 285277 / SEC#: , 8-69835

Terminated by SEC on 09/18/2018

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Mailing Address

Phone number

Established

Florida since 02/01/2016

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
LANIER SECURITIES HOLDING LLC	PARENT CO

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey C. Villwock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CENTERRE CAPITAL LLC

GENESIS CAPITAL, LLC

CAYMUS SECURITIES LLC

HARPETH SECURITIES, LLC

THE ROBINSON-HUMPHREY COMPANY, LLC

JOHNSON RICE & COMPANY L.L.C.

BULLISH BOB BAGLEY SECURITIES, INC.

HATCHER & COMPANY

PFS INVESTMENTS INC.

SCHNEIDER, BERNET & HICKMAN, INC.

ROTAN MOSLE INC.

PRINCIPAL FINANCIAL SECURITIES,INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/10/1989

SIE

Date: 7/20/2018

Series 7

Date: 2/10/1990

Series 6

Date: 3/16/1989

Series 28

Date: 4/22/2003

Series 24

Date: 4/25/1996

Current Firm

LANIER SECURITIES LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LANIER SECURITIES LLC

TRUST BUT VERIFY

Similar Advisors