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Donovan Cecil Cheek

CRD# 841809·Registered 1977 - 2017
Previously Registered: Being a previously registered professional could mean that Donovan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Donovan Cecil Cheek, who also goes by Donovan C Cheek, was a registered financial advisor. Donovan was a previously registered financial professional and started their career in finance 1977 - 2017. Donovan had worked at 8 firms and has passed the Series 63, SIE and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Donovan C Cheek

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

IMS SECURITIES, INC.·CRD# 35567
BD
Ft Worth, TX
January 7, 2000 - November 9, 2017
CAPWEST SECURITIES, INC.·CRD# 30002
BD
Greeley, CO
September 22, 1999 - December 22, 1999
VSR FINANCIAL SERVICES, INC.·CRD# 14503
BD
Overland Park, KS
July 3, 1997 - June 23, 1999
SUNPOINT SECURITIES, INC.·CRD# 25442
BD
Longview, TX
September 27, 1995 - July 15, 1997
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
June 6, 1994 - September 22, 1995
CARILLON INVESTMENTS, INC.·CRD# 14646
BD
Cincinnati, OH
April 22, 1987 - January 14, 1994
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
October 20, 1980 - May 11, 1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
August 24, 1977 - April 23, 1987

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Current Firm

IS
IMS SECURITIES, INC.

IMS INSURANCE AGENCY OF TEXAS, INC. | IMS SECURITIES, INC.DBA IMS FINANCIAL ADVISORS, INC | IMS SECURITIES, INC. | IMS INSURANCE AGENCY, INC.

CRD#: 35567 / SEC#: 8-46722
BD
Terminated by SEC on 01/29/2018

Contact Information

Established

Texas since 10/04/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WADSWORTH, JACKIE DIVONOCHIEF EXECUTIVE OFFICER, COMPLIANCE OFFICER2342163
GAMMON, CHRISTOPHER DAVIDCHIEF FINANCIAL OFFICER, VP-OPTIONS2354523
SPEARS, MICHAEL JCHIEF COMPLIANCE OFFICER4501523

Disclosures

Regulatory Event

7

Arbitration

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2017About the SIE exam

Series 1 — Registered Representative Examination

Passed Jul 1977

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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