Donovan C. Cheek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donovan Cecil Cheek, who also goes by Donovan C Cheek, was a registered financial professional .
Donovan is a previously registered financial professional and started their career in finance in 1977. Donovan had worked at 8 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2000 - November 9, 2017
IMS SECURITIES, INC.
September 22, 1999 - December 22, 1999
CAPWEST SECURITIES, INC.
July 3, 1997 - June 23, 1999
VSR FINANCIAL SERVICES, INC.
September 27, 1995 - July 15, 1997
SUNPOINT SECURITIES, INC.
June 6, 1994 - September 22, 1995
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 22, 1987 - January 14, 1994
CARILLON INVESTMENTS, INC.
October 20, 1980 - May 11, 1987
EQUITABLE ADVISORS, LLC
August 24, 1977 - April 23, 1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/16/1977
Registered Representative ExaminationCurrent Firm
IMS SECURITIES, INC.
CRD#: 35567 / SEC#: , 8-46722
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 6 |
Red Flags
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