JS
John J. Sulick
VICUS CAPITAL
BELLEFONTE, PA
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CRD#: 841504
JS
Professional summary
John Joseph Sulick is a registered financial advisor currently at VICUS CAPITAL, INC. located in Bellefonte, Pennsylvania and CETERA WEALTH SERVICES, LLC located in State College, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. John has worked at 6 firms and has passed the Series 63, Series 65, Series 6TO, Series 22TO, SIE, Series 7 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT,
FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE,
PFG/MANAGING GENERAL AGENTS,
INVESTMENT ADVISOR REPRESENTATIVE,
BEGAN 09/2001,
2HRS/WKDY ONLY;
2. VICUS CAPITAL, INC.,
INVESTMENT RELATED,
SAME AS REGISTERED ADDRESS,
OUTSIDE RIA - ADVISORY BUSINESS,
START 09/2001,
50HRS/WK (32.5 TRADING HOURS),
INVESTMENT ADVISOR REPRESENTATIVE;
3. NAME OF OTHER BUSINESS: PFG FINANCIAL MANAGEMENT
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: DBA NAME FOR FINANCIAL SERVICES
START DATE: 1/2016
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF TRADING HOURS PER WEEK: 32.5
POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE, INVESTMENT ADVISOR REPRESENTATIVE, AND INSURANCE AGENT
BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES
CRS (Client Relationship Summary) - RIA
Click below to view John Joseph Sulick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2004 - Present
VICUS CAPITAL, INC.
RIA
CRD#: 116021
BELLEFONTE, PA
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 476 Rolling Ridge Dr Ste 333, State College, PA 16801BD
CRD#: 13572
State College, PA
Past
September 19, 2001 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
STATE COLLEGE, PA
Past
May 3, 1999 - July 5, 2000
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
July 14, 1988 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
August 16, 1977 - June 2, 1988
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/13/2019)
RR
District of Columbia(6/24/2021)
RR
Florida(1/2/2015)
RR
Hawaii(9/3/2013)
RR
Maryland(9/3/2013)
RR
New York(3/13/2019)
IAR
Pennsylvania(4/28/2004)
RR
Pennsylvania(9/3/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/10/1977
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
476 Rolling Ridge Drive Suite 315, State College, PA 16801
Mailing Address
Phone number
(855) 558-4287
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,058 |
| AUM (Assets Under Management) | $ 2,574,468,218 |
Red Flags
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