Eric N. Egerstrand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Nils Egerstrand, who also goes by Eric N Egerstrand, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1977. Eric had worked at 8 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 1986 - July 6, 1988
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 4, 1986 - July 6, 1988
LINCOLN NATIONAL PENSION INSURANCE COMPANY
June 13, 1984 - April 27, 1988
WALL STREET DISCOUNTS, INC.
March 29, 1982 - May 11, 1984
CHARTER SECURITIES CORPORATION
May 19, 1981 - January 18, 1982
GENERAL INVESTMENT SALES CORPORATION
March 17, 1978 - September 27, 1990
ILG SECURITIES CORPORATION
February 17, 1978 - January 30, 1990
AMERICAN UNITED LIFE INSURANCE COMPANY
January 27, 1978 - November 9, 1980
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 16, 1977 - June 21, 1980
PROVIDENT MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/12/1977
Registered Representative ExaminationCurrent Firm
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
CRD#: 2580 / SEC#: , 8-13034
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LINCOLN NATIONAL CORPORATION | HOLDING COMPANY | |
| CRAWFORD, FREDRICK JOHN | CHIEF FINANCIAL OFFICER, DIRECTOR | 4443207 |
| FREDERICK, CHRISTINE SPENCER | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2641636 |
| GLASS, DENNIS R | PRESIDENT, DIRECTOR | 2897098 |
| KONEN, MARK E | DIRECTOR | 5150090 |
| QUEK, SEE YENG | DIRECTOR | 1938493 |
| RYAN, KEITH JAMES | VICE PRESIDENT AND DIRECTOR | 2709700 |
Disclosures
| Regulatory Event | 14 |
Red Flags
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