Rudolf Pameijer
Professional summary
Rudolf Pameijer was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Rudolf is a previously registered financial professional and started their career in finance in 1977. Prior to being barred, Rudolf had worked at 13 firms, which includes ONEAMERICA SECURITIES INC., METLIFE INVESTORS DISTRIBUTION COMPANY, MML INVESTORS SERVICES LLC, TOWER SQUARE SECURITIES INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC, INVEST FINANCIAL CORPORATION, INVESTORS BROKERAGE SERVICES INC., WORLD CAPITAL BROKERAGE INC., MOUNTAIN STATES INVESTMENTS INC., OSAIC FS INC., ADVANTAGE CAPITAL CORPORATION, THE VARIABLE ANNUITY MARKETING COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2002 - September 16, 2004
ONEAMERICA SECURITIES, INC.
December 23, 1993 - May 26, 1994
METLIFE INVESTORS DISTRIBUTION COMPANY
June 17, 1992 - November 24, 1993
MML INVESTORS SERVICES, LLC
January 22, 1992 - June 12, 1992
TOWER SQUARE SECURITIES, INC.
July 19, 1990 - March 11, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 19, 1990 - March 11, 1991
EQUITABLE ADVISORS, LLC
March 15, 1989 - May 13, 1989
INVEST FINANCIAL CORPORATION
April 1, 1985 - December 31, 1990
INVESTORS BROKERAGE SERVICES, INC.
April 5, 1983 - November 30, 1983
INVESTORS BROKERAGE SERVICES, INC.
November 15, 1982 - March 11, 1985
WORLD CAPITAL BROKERAGE, INC.
September 10, 1982 - February 14, 1983
MOUNTAIN STATES INVESTMENTS, INC.
March 10, 1982 - October 1, 1982
OSAIC FS, INC.
August 1, 1980 - May 2, 1984
ADVANTAGE CAPITAL CORPORATION
August 16, 1977 - February 2, 1982
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/12/1977
Registered Representative ExaminationCurrent Firm
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
