Everett J. Lumbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Everett Jay Lumbert, who also goes by Jay Lambert, E Jay Lumbert, was a registered financial professional .
Everett is a previously registered financial professional and started their career in finance in 1977. Everett had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1, Series 27, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2013 - May 8, 2015
DAVINCI CAPITAL MANAGEMENT, INC.
July 26, 2012 - December 31, 2013
CLEAR PATH FINANCIAL GROUP, LLC
February 15, 2011 - July 12, 2011
ONEAMERICA SECURITIES, INC.
December 2, 2010 - July 12, 2011
ONEAMERICA SECURITIES, INC.
December 17, 2008 - October 5, 2010
MML INVESTORS SERVICES, LLC
June 1, 2007 - December 31, 2007
DAVINCI CAPITAL MANAGEMENT, INC.
April 11, 2007 - May 30, 2008
DAVINCI CAPITAL MANAGEMENT, INC.
December 11, 2002 - March 15, 2007
MML INVESTORS SERVICES, LLC
July 4, 2001 - December 11, 2002
ALLMERICA INVESTMENT MANAGEMENT CO INC
May 15, 2001 - December 6, 2002
VERAVEST INVESTMENTS, INC.
September 24, 1999 - April 12, 2001
DAVINCI CAPITAL MANAGEMENT, INC.
February 22, 1999 - September 22, 1999
VOYA FINANCIAL ADVISORS, INC.
January 26, 1996 - February 9, 1999
1717 CAPITAL MANAGEMENT COMPANY
August 3, 1994 - April 27, 1995
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 15, 1993 - July 11, 1994
VOYA FINANCIAL ADVISORS, INC.
December 2, 1992 - September 28, 1993
GREEN HILL FINANCIAL SERVICE CORPORATION
October 23, 1991 - December 1, 1992
AMERICAN GENERAL EQUITY SERVICES CORPORATION
January 19, 1990 - October 3, 1990
MML INVESTORS SERVICES, LLC
June 14, 1989 - October 12, 1989
LIGHTHOUSE SECURITIES, LTD.
January 8, 1988 - October 24, 1988
GREEN HILL FINANCIAL SERVICE CORPORATION
November 27, 1987 - January 1, 1988
WADDELL & REED
November 7, 1984 - July 28, 1986
G. R. PHELPS & CO., INC.
May 29, 1984 - October 12, 1984
LUMBERT-SWARTZ FINANCIAL, INC.
May 28, 1982 - June 21, 1984
GREEN HILL FINANCIAL SERVICE CORPORATION
October 27, 1980 - June 3, 1982
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 26, 1978 - September 11, 1980
UNDERWOOD, NEUHAUS & CO., INCORPORATED
August 2, 1977 - March 15, 1978
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/28/1977
Registered Representative ExaminationCurrent Firm
DAVINCI CAPITAL MANAGEMENT, INC.
CRD#: 46897 / SEC#: 801-56514, 8-51580
Contact information
FINRA licenses (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 85 |
| AUM (Assets Under Management) | $ 40,216,551 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
