Robert N. Clary

CLARY FINANCIAL

SO. EASTON, MA 02375

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CRD#: 841187

Professional summary

Robert Nichols Clary is a registered financial advisor currently at CLARY FINANCIAL, INC located in So. Easton, Massachusetts.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 1, Series 39 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Nichols Clary's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2001 - Present

CLARY FINANCIAL, INC

Office #1: 43 Belmont St., So. Easton, MA 02375

RIA

CRD#: 128218

SO. EASTON, MA

Past

July 21, 1995 - December 31, 2017

CLARY INVESTMENT AND INSURANCE PLANNING CORP.

CRD#: 38654

SO. EASTON, MA

Past

February 14, 1985 - May 1, 1995

BOLTON GLOBAL CAPITAL

CRD#: 15650

BOLTON, MA

Past

April 20, 1979 - September 10, 1985

FIRST ALLIANCE FINANCIAL SERVICES, INC.

CRD#: 7161

Past

August 1, 1977 - April 1, 1979

OSAIC FS, INC.

CRD#: 3870

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/25/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/6/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/3/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 7/23/1977

Registered Representative Examination

Principal/Supervisory Exam

Series 39

Date: 8/14/1986

Direct Participation Programs Principal Examination

Principal/Supervisory Exam

Series 26

Date: 5/21/1984

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CLARY FINANCIAL, INC

CLARY FINANCIAL, INC | ROBERT N. CLARY | CLARY, ROBERT N. | CLARY INVESTMENT AND INSURANCE PLANNING CORP. | CLARY FINANCIAL, INC.

CRD#: 128218 / SEC#:

Massachusetts

Registered Investment Advisory firm - (1/28/2004 Approved)

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Contact information

Main Address

43 Belmont St. Suite B, So. Easton, MA 02375

Mailing Address

P.o. Box 275, No. Easton, MA 02356

Phone number

(508) 238-8868

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	439
AUM (Assets Under Management)	$ 92,892,883

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert N. Clary

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Nichols Clary's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARY FINANCIAL, INC

CLARY INVESTMENT AND INSURANCE PLANNING CORP.

BOLTON GLOBAL CAPITAL

FIRST ALLIANCE FINANCIAL SERVICES, INC.

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/6/2001

Series 63

Date: 8/3/1984

SIE

Date: 12/31/2017

Series 1

Date: 7/23/1977

Series 39

Date: 8/14/1986

Series 26

Date: 5/21/1984

Current Firm

CLARY FINANCIAL, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CLARY FINANCIAL, INC

TRUST BUT VERIFY

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