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MD

Mark A. Doyle

STERLING, GRACE MUNICIPAL SECURITIES
Spotswood, NJ 08884
Some features on this profile are disabled
CRD#: 841024
MD

Professional summary


Mark Albert Doyle is a registered financial professional currently at STERLING, GRACE MUNICIPAL SECURITIES CORPORATION located in Spotswood, New Jersey.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1977. Mark has worked at 8 firms and has passed the Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 53 and Series 40 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mark Albert Doyle's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 18, 1984 - Present

STERLING, GRACE MUNICIPAL SECURITIES CORPORATION

Office #1: 100 Summerhill Road, Spotswood, NJ 08884Office #2: 100 Summerhill Road, Spotswood, NJ 08884-1278
BD
CRD#: 7155
Spotswood, NJ
Past

June 30, 1986 - July 23, 1986

PHILIPS, APPEL & WALDEN, INC.

BD
CRD#: 659
Past

August 8, 1985 - October 4, 1985

WHEELER MUNICIPALS CORPORATION

BD
CRD#: 16257
Past

July 11, 1983 - June 30, 1986

S. D. COHN & CO.

BD
CRD#: 735
Past

March 17, 1982 - August 8, 1983

UNIFIED SECURITIES CORPORATION

BD
CRD#: 8024
Past

March 21, 1980 - March 23, 1982

MABON, NUGENT & CO.

BD
CRD#: 2617
Past

October 24, 1978 - April 6, 1980

BROADCHILD SECURITIES CORP.

BD
CRD#: 7702
Past

August 4, 1977 - April 9, 1978

O'NEILL & FELDMAN, INC.

BD
CRD#: 7079

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/6/1993)

Exams


General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 55
Date: 2/3/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 40
Date: 7/28/1977
Registered Principal Examination
SRO Registrations
RR
FINRA

Current Firm


SG
STERLING, GRACE MUNICIPAL SECURITIES CORPORATION
STERLING, GRACE MUNICIPAL SECURITIES CORPORATION

CRD#: 7155 / SEC#: , 8-20003

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
100 Summerhill Road, Spotswood, NJ 08884-1278
Mailing Address
100 Summerhill Road, Spotswood, NJ 08884
Phone number
(732) 251-2460
Established
Delaware since 11/15/1961
Firm type
Corporation
Fiscal year end
November
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
GRACE, GWENDOLYNSTOCKHOLDER1502160
GRACE, LORI LSTOCKHOLDER1502158
JERVIS, RUTH GSTOCKHOLDER1502162
KELLY, RATUS LEESTOCKHOLDER1502164
COURTSTOWN PARTNERSLPSTOCKHOLDER
DEJOUX, MORGAN ANDRE GRACESTOCKHOLDER/TRUSTEE
GRACE, OLIVER RUSSELL JRSTOCKHOLDER1502156
GRO FAMILY TRUST AGREEMENT DTD 12/23/95STOCKHOLDER
GSJ FAMILYTRUST AGREEMENT DTD 12/24/92STOCKHOLDER
YOUMANS, EDWARD CHARLESSTOCKHOLDER/TRUSTEE
DOYLE, MARK ALBERTPRESIDENT/CEO/CCO841024
KELLY, ANNSTOCKHOLDER
MUNDY, THOMAS JAMESVICE PRESIDENT/CFO/FINOP2193202
SAKOL, DANIEL SCOTTSOLE DIRECTOR2813237

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STERLING, GRACE MUNICIPAL SECURITIES CORPORATION

CRD#: 7155Spotswood, NJ 08884

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