Anthony J. Dicroce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Joseph Dicroce II was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1977. Anthony had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2007 - September 21, 2015
J.P. TURNER & COMPANY, L.L.C.
May 28, 2003 - June 27, 2007
BROOKSTREET SECURITIES CORPORATION
July 2, 1998 - August 4, 2003
PRENTICE SECURITIES, INCORPORATED
December 20, 1988 - July 1, 1998
DOMINICK & DICKERMAN LLC
October 20, 1986 - December 3, 1988
EVANS & CO., INC.
April 15, 1980 - October 10, 1986
ADVEST, INC.
July 26, 1977 - May 3, 1980
VERRILLI ALTSCHULER SCHWARTZ INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/17/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
