Thomas L. Dussault
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Lee Dussault, who also goes by Thomas L Dussault, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1977. Thomas had worked at 12 firms and has passed the Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 1997 - June 9, 1998
THE HERITAGE GROUP, INC.
August 5, 1994 - March 24, 1997
CLEARING SERVICES OF AMERICA, INC.
December 3, 1993 - April 19, 1994
G.R. STUART & COMPANY, INC.
May 10, 1990 - December 12, 1991
AMERICAN CAPITAL CORPORATION
January 7, 1988 - June 13, 1988
KUHNS BROTHERS & LAIDLAW, INC.
June 22, 1987 - September 23, 1987
THE INVESTMENT CENTER, INC.
November 18, 1986 - May 27, 1987
NATIONAL SECURITIES CORPORATION
May 16, 1986 - November 10, 1986
LASALLE ST SECURITIES, L.L.C.
April 26, 1983 - May 12, 1986
FIRST AFFILIATED SECURITIES, INC.
June 10, 1982 - April 21, 1983
UBS FINANCIAL SERVICES INC.
December 8, 1978 - July 26, 1982
E. F. HUTTON & COMPANY INC
July 27, 1978 - December 18, 1978
KUHNS BROTHERS & LAIDLAW, INC.
July 26, 1977 - May 14, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE HERITAGE GROUP, INC.
CRD#: 24906 / SEC#: , 8-41459
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
