Thomas F. Ventresca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Francis Ventresca was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1977. Thomas had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 12, Series 4, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 1990 - December 30, 1994
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
July 22, 1986 - December 20, 1990
CIBC WORLD MARKETS CORP.
August 2, 1984 - July 2, 1986
CITIGROUP GLOBAL MARKETS INC.
April 9, 1984 - July 16, 1984
ROONEY, PACE INC.
February 18, 1983 - April 12, 1984
E. G. FRANCES CO., INC.
March 24, 1982 - February 25, 1983
NATIONSBANC SECURITIES OF GEORGIA, INC.
July 28, 1977 - March 8, 1982
FIRST CITIZENS MUNICIPAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 12
Date: 12/1/1983
NYSE Branch Manager ExaminationF04
Date: 7/20/1977
Financial Principal ExaminationSeries 40
Date: 7/20/1977
Registered Principal ExaminationCurrent Firm
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
CRD#: 14538 / SEC#: , 8-30834
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Bond | 2 |
Red Flags
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