Donald L. Hower
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Lee Hower was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1977. Donald had worked at 28 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2015 - December 21, 2015
ONEAMERICA SECURITIES, INC.
April 8, 2013 - July 25, 2013
NEW ENGLAND SECURITIES
October 19, 2012 - March 22, 2013
REDHAWK WEALTH ADVISORS, INC.
March 2, 2012 - September 29, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 30, 2011 - September 29, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 11, 2010 - December 7, 2011
VALIC FINANCIAL ADVISORS, INC.
March 8, 2010 - December 7, 2011
VALIC FINANCIAL ADVISORS, INC.
January 7, 2009 - March 12, 2010
MSI FINANCIAL SERVICES, INC.
December 2, 2008 - March 12, 2010
MSI FINANCIAL SERVICES, INC.
August 20, 2007 - December 19, 2008
EAGLE STRATEGIES LLC
February 7, 2007 - December 19, 2008
NYLIFE SECURITIES LLC
December 15, 2005 - September 14, 2006
BMO HARRIS FINANCIAL ADVISORS, INC.
December 15, 2005 - September 14, 2006
BMO HARRIS FINANCIAL ADVISORS, INC.
November 22, 2002 - December 31, 2005
HARRISDIRECT LLC
May 1, 2002 - December 31, 2005
HARRISDIRECT LLC
March 4, 2002 - May 1, 2002
HARRIS INVESTORLINE INC.
December 21, 2001 - March 7, 2002
METROPOLITAN LIFE INSURANCE COMPANY
December 21, 2001 - March 7, 2002
MSI FINANCIAL SERVICES, INC.
March 7, 2001 - December 20, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 7, 2001 - December 20, 2001
OSAIC FA, INC.
May 17, 2000 - December 31, 2000
SLD AMERICA EQUITIES, INC.
September 30, 1998 - February 16, 2001
LOCUST STREET SECURITIES, INC.
December 4, 1995 - September 22, 1998
WMA SECURITIES, INC.
March 21, 1995 - December 7, 1995
OLD SLIP CAPITAL MANAGEMENT, INC.
January 10, 1992 - March 20, 1995
WATERSTONE FINANCIAL GROUP, INC.
July 11, 1990 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
July 2, 1990 - January 2, 1992
MONY SECURITIES CORPORATION
November 19, 1989 - July 3, 1990
OSAIC WEALTH, INC.
May 4, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 12, 1986 - May 10, 1988
FSC SECURITIES CORPORATION
July 9, 1984 - March 13, 1986
INVESTACORP, INC.
February 10, 1983 - July 17, 1984
SOUTHMARK FINANCIAL SERVICES, INC.
May 20, 1982 - February 16, 1983
ENTERPRISE FUND DISTRIBUTORS, INC.
May 19, 1980 - October 26, 1980
ENTERPRISE FUND DISTRIBUTORS, INC.
July 26, 1977 - April 29, 1982
WASHINGTON NATIONAL EQUITY COMPANY
Primary Firm SEC Registration
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/22/1977
Registered Representative ExaminationCurrent Firm
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
