Larry K. Gaither
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Keith Gaither was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1977. Larry had worked at 9 firms and has passed the Series 63, Series 5, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 1994 - August 23, 1996
FIRST SPRINGFIELD SECURITIES, INC.
July 25, 1990 - November 7, 1994
ARLINGTON SECURITIES, INC.
December 4, 1987 - September 6, 1990
AMERICAN CAPITAL EQUITIES, INC.
October 16, 1984 - June 30, 1986
A. G. EDWARDS & SONS, INC.
December 3, 1979 - September 30, 1980
LOEB PARTNERS
October 10, 1979 - October 10, 1984
LEHMAN BROTHERS INC.
January 11, 1979 - August 19, 1979
G. WEEKS & CO., INC.
May 15, 1978 - February 7, 1979
BEVILL, BRESLER & SCHULMAN INCORPORATED
July 27, 1977 - June 4, 1978
UMIC, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 40
Date: 7/22/1977
Registered Principal ExaminationCurrent Firm
FIRST SPRINGFIELD SECURITIES, INC.
CRD#: 25099 / SEC#: , 8-41610
Contact information
Documents
Red Flags
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