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Frank V. Calimano

BERKERY NOYES SECURITIES
NEW YORK, NY 10177
CRD#: 840807
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FC
Frank Vincent CalimanoBERKERY NOYES SECURITIES

Professional summary

Frank Vincent Calimano, who also goes by Frank V Calimano, is a registered financial professional currently at BERKERY NOYES SECURITIES, LLC located in New York, New York.

Frank is registered as a RR (Registered Representative) and started their career in finance in 1977. Frank has worked at 20 firms and has passed the Series 79TO, Series 7TO, Series 62, Series 99TO, SIE, Series 24, Series 9, Series 10, Series 27, Series 12 and Series 40 exams.

Aliases

Frank V Calimano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frank Vincent Calimano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 2, 2012 - Present

BERKERY NOYES SECURITIES, LLC

Office #1: 250 Park Avenue 14th Floor, New York, NY, 10177
BD
CRD#: 155918
NEW YORK, NY
Past

March 17, 2022 - June 30, 2026

M.J. GROSSNICKLE, LLC

BD
CRD#: 313071
DAMARISCOTTA, ME
Past

May 17, 2019 - December 4, 2019

FAMILY INVESTORS COMPANY

BD
CRD#: 1785
FANWOOD, NJ
Past

August 9, 2017 - August 7, 2019

CW SECURITIES, LLC

BD
CRD#: 124496
KNOXVILLE, TN
Past

April 14, 2010 - June 26, 2013

MOORGATE SECURITIES LLC

BD
CRD#: 151734
SAN FRANCISCO, CA
Past

February 26, 2010 - September 10, 2012

CYAN CAPITAL MARKETS LLC

BD
CRD#: 150979
NEW YORK, NY
Past

July 22, 2008 - November 30, 2010

NEW HARBOR CAPITAL INC

BD
CRD#: 35748
NEW YORK, NY
Past

July 8, 2008 - October 4, 2011

CHATHAM FINANCIAL SECURITIES LLC

BD
CRD#: 118818
NEW YORK, NY
Past

March 8, 2007 - July 24, 2007

APA SECURITIES, LLC

BD
CRD#: 133615
ENGLEWOOD CLIFFS, NJ
Past

February 26, 2007 - December 1, 2014

GRIDLEY & COMPANY LLC

BD
CRD#: 115706
NEW YORK, NY
Past

January 4, 2007 - August 5, 2009

POTEN CAPITAL SERVICES, LLC

BD
CRD#: 141367
NEW YORK, NY
Past

August 25, 2006 - November 30, 2006

ATLAS TRADING

BD
CRD#: 139820
NEW YORK, NY
Past

November 28, 2005 - September 8, 2006

STRAUS CAPITAL, LLC

BD
CRD#: 136093
PRINCETON JUNCTION, NJ
Past

April 8, 2005 - April 4, 2006

SEMAPHORE CORPORATE FINANCE, INC.

BD
CRD#: 15882
STAMFORD, CT
Past

July 27, 2004 - May 14, 2012

CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C.

BD
CRD#: 44054
DARIEN, CT
Past

March 30, 2004 - December 16, 2004

INSTITUTIONAL EDGE, L.L.C.

BD
CRD#: 46857
ENGLWOOD CLIFFS, NJ
Past

March 20, 1995 - August 1, 2002

KOKUSAI AMERICA INCORPORATED

BD
CRD#: 21273
NEW YORK, NY
Past

December 23, 1994 - July 11, 1995

HANOVER, STERLING & COMPANY LTD.

BD
CRD#: 15491
NEW YORK, NY
Past

June 29, 1987 - July 22, 1993

NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.

BD
CRD#: 824
NEW YORK, NY
Past

July 27, 1977 - June 1, 1987

DAIWA CAPITAL MARKETS AMERICA INC.

BD
CRD#: 1576

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/7/2012)

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 27
Date: 11/27/1995
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 12
Date: 11/26/1982
NYSE Branch Manager Examination
Principal/Supervisory Exam
RR
Series 40
Date: 7/18/1977
Registered Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BN
BERKERY NOYES SECURITIES, LLC
BERKERY NOYES SECURITIES, LLC

CRD#: 155918 / SEC#: , 8-68750

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
250 Park Avenue 14th Floor, New York, NY, 10177
Mailing Address
250 Park Avenue 14th Floor, New York, NY, 10177
Phone number
(212) 668-3355
Established
New York since 08/03/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
BERKERY NOYES & CO., LLCPARENT COMPANY
CALIMANO, FRANK VINCENTFINOP840807
MAGIDA, MARTIN DAVIDPRESIDENT AND CCO1172334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BERKERY NOYES SECURITIES, LLC

CRD#: 155918New York, NY 10177

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