Frank V. Calimano

BERKERY NOYES SECURITIES

NEW YORK, NY 10177

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CRD#: 840807

Professional summary

Frank Vincent Calimano, who also goes by Frank V Calimano, is a registered financial professional currently at BERKERY NOYES SECURITIES, LLC located in New York, New York and M.J. GROSSNICKLE, LLC located in Damariscotta, Maine.

Frank is registered as a RR (Registered Representative) and started their career in finance in 1977. Frank has worked at 20 firms and has passed the Series 79TO, Series 7TO, Series 62, Series 99TO, SIE, Series 24, Series 9, Series 10, Series 27, Series 12 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Frank V Calimano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frank Vincent Calimano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2012 - Present

BERKERY NOYES SECURITIES, LLC

Office #1: 250 Park Avenue 14th Floor, New York, NY, 10177

CRD#: 155918

NEW YORK, NY

Current

March 17, 2022 - Present

M.J. GROSSNICKLE, LLC

Office #1: 157 Main Street, Damariscotta, ME 04543

CRD#: 313071

Damariscotta, ME

Past

May 17, 2019 - December 4, 2019

FAMILY INVESTORS COMPANY

CRD#: 1785

FANWOOD, NJ

Past

August 9, 2017 - August 7, 2019

CW SECURITIES, LLC

CRD#: 124496

KNOXVILLE, TN

Past

April 14, 2010 - June 26, 2013

MOORGATE SECURITIES LLC

CRD#: 151734

SAN FRANCISCO, CA

Past

February 26, 2010 - September 10, 2012

CYAN CAPITAL MARKETS LLC

CRD#: 150979

NEW YORK, NY

Past

July 22, 2008 - November 30, 2010

NEW HARBOR CAPITAL INC

CRD#: 35748

NEW YORK, NY

Past

July 8, 2008 - October 4, 2011

CHATHAM FINANCIAL SECURITIES LLC

CRD#: 118818

NEW YORK, NY

Past

March 8, 2007 - July 24, 2007

APA SECURITIES, LLC

CRD#: 133615

ENGLEWOOD CLIFFS, NJ

Past

February 26, 2007 - December 1, 2014

GRIDLEY & COMPANY LLC

CRD#: 115706

NEW YORK, NY

Past

January 4, 2007 - August 5, 2009

POTEN CAPITAL SERVICES, LLC

CRD#: 141367

NEW YORK, NY

Past

August 25, 2006 - November 30, 2006

ATLAS TRADING

CRD#: 139820

NEW YORK, NY

Past

November 28, 2005 - September 8, 2006

STRAUS CAPITAL, LLC

CRD#: 136093

PRINCETON JUNCTION, NJ

Past

April 8, 2005 - April 4, 2006

SEMAPHORE CORPORATE FINANCE, INC.

CRD#: 15882

STAMFORD, CT

Past

July 27, 2004 - May 14, 2012

CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C.

CRD#: 44054

DARIEN, CT

Past

March 30, 2004 - December 16, 2004

INSTITUTIONAL EDGE, L.L.C.

CRD#: 46857

ENGLWOOD CLIFFS, NJ

Past

March 20, 1995 - August 1, 2002

KOKUSAI AMERICA INCORPORATED

CRD#: 21273

NEW YORK, NY

Past

December 23, 1994 - July 11, 1995

HANOVER, STERLING & COMPANY LTD.

CRD#: 15491

NEW YORK, NY

Past

June 29, 1987 - July 22, 1993

NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.

CRD#: 824

NEW YORK, NY

Past

July 27, 1977 - June 1, 1987

DAIWA CAPITAL MARKETS AMERICA INC.

CRD#: 1576

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/7/2012)

Exams

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 1/2/2023

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 27

Date: 11/27/1995

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 12

Date: 11/26/1982

NYSE Branch Manager Examination

Principal/Supervisory Exam

Series 40

Date: 7/18/1977

Registered Principal Examination

SRO Registrations

FINRA

Current Firm

M.J. GROSSNICKLE, LLC

CRD#: 313071 / SEC#: , 8-70674

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

157 Main Street, Damariscotta, ME 04543

Mailing Address

Po Box 1141, Damariscotta, ME 04543

Phone number

(917) 538-2387

Established

Delaware since 01/07/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GROSSNICKLE, MATTHEW JOSHUA	OWNER, DIRECTOR, GSP CCO
CALIMANO, FRANK VINCENT	FINOP	840807

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frank V. Calimano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frank Vincent Calimano's CRS (Customer Relationship Summary).

Certified licenses

Experience

M.J. GROSSNICKLE, LLC

FAMILY INVESTORS COMPANY

CW SECURITIES, LLC

MOORGATE SECURITIES LLC

CYAN CAPITAL MARKETS LLC

NEW HARBOR CAPITAL INC

CHATHAM FINANCIAL SECURITIES LLC

APA SECURITIES, LLC

GRIDLEY & COMPANY LLC

POTEN CAPITAL SERVICES, LLC

ATLAS TRADING

STRAUS CAPITAL, LLC

SEMAPHORE CORPORATE FINANCE, INC.

CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C.

INSTITUTIONAL EDGE, L.L.C.

KOKUSAI AMERICA INCORPORATED

HANOVER, STERLING & COMPANY LTD.

NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.

DAIWA CAPITAL MARKETS AMERICA INC.

State Registrations and Notice Filings

Exams

Series 79TO

Date: 1/2/2023

Series 7TO

Date: 1/2/2023

Series 62

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 24

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 27

Date: 11/27/1995

Series 12

Date: 11/26/1982

Series 40

Date: 7/18/1977

FINRA

Current Firm

M.J. GROSSNICKLE, LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

M.J. GROSSNICKLE, LLC

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