John F. Rebolt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Frank Rebolt was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1977. John had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 1994 - January 8, 1997
MID-OHIO SECURITIES CORP
September 28, 1990 - June 8, 1994
CAMELOT INVESTMENT CORP.
September 6, 1990 - September 13, 1990
CORNA AND CO., INC.
October 1, 1981 - September 5, 1990
FINANCIAL SQUARE PARTNERS
September 26, 1978 - October 20, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 26, 1977 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MID-OHIO SECURITIES CORP
CRD#: 6634 / SEC#: , 8-17918
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DESICH, RICHARD | STOCKHOLDER | 66145 |
| JOHN SPITZER TRUST, J. ALAN SPITZER TRUSTEE | STOCKHOLDER | |
| SPITZER A TEAM LIMITED PARTNERSHIP | STOCKHOLDER | |
| DESICH, JEFFREY ALAN | VICE-PRESIDENT / DIRECTOR / STOCKHOLDER | 2771522 |
| DESICH, RICHARD ANTHONY JR | PRESIDENT/ DIRECTOR / STOCKHOLDER | 2634014 |
| GIBEL, LEONARD JAMES | DIRECTOR | 219934 |
| ONK, JEREMY PATRICK | CHIEF COMPLIANCE OFFICER | 4070958 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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