Roger P. Favale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Paul Favale was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1996. Roger had worked at 3 firms and has passed the Series 63, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2002 - November 28, 2017
VENTURE PARTNERS CAPITAL, L.L.C.
November 10, 1999 - August 11, 2004
TREGA SECURITIES, L.L.C.
July 3, 1996 - October 7, 1998
BISCAYNE CAPITAL LLC
State Registrations and Notice Filings
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Exams
Current Firm
VENTURE PARTNERS CAPITAL, L.L.C.
CRD#: 41463 / SEC#: , 8-49445
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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