Jaime G. Jimenez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaime Gabriel Jimenez, who also goes by Jaime G Jimenez, was a registered financial professional .
Jaime is a previously registered financial professional and started their career in finance in 1977. Jaime had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 1987 - September 4, 1991
SACKS INVESTMENT COMPANY, INC.
April 23, 1986 - January 6, 1987
MORGAN STANLEY DW INC.
April 12, 1985 - April 16, 1986
ROTHSCHILD REGISTRY INTERNATIONAL, INC.
September 28, 1981 - June 15, 1984
LPL FINANCIAL LLC
March 13, 1979 - September 11, 1981
BIRR, WILSON & CO., INC.
August 18, 1978 - May 23, 1980
SUTRO & CO. INCORPORATED
July 26, 1977 - September 22, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SACKS INVESTMENT COMPANY, INC.
CRD#: 16377 / SEC#: , 8-33844
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
