Alex J. Miselson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex J Miselson was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 1977. Alex had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2005 - April 17, 2012
VIEWTRADE SECURITIES, INC.
December 16, 2003 - December 21, 2005
VIEWTRADE FINANCIAL
June 10, 2003 - December 31, 2003
VIEWTRADE SECURITIES, INC.
October 20, 2000 - May 27, 2003
PARAGON CAPITAL MARKETS, INC.
February 5, 1999 - October 20, 2000
DRAKE & COMPANY, INC.
February 21, 1996 - February 5, 1999
PARAGON CAPITAL MARKETS, INC.
May 18, 1994 - February 15, 1996
INVESTORS ASSOCIATES, INC.
June 17, 1985 - May 18, 1994
A. T. BROD & CO. INC.
February 15, 1985 - June 24, 1985
DOMIK CORP.
June 20, 1983 - February 4, 1985
FAHNESTOCK INTERNATIONAL INC.
July 17, 1981 - June 23, 1983
HAAS SECURITIES CORPORATION
July 26, 1977 - July 26, 1981
JII SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIEWTRADE SECURITIES, INC.
CRD#: 46987 / SEC#: , 8-51605
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
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