Barry D. Tannen
Professional summary
Barry David Tannen, who also goes by Barry D Tannen, Barry Tannen, is a registered financial professional currently at PAPAMARKOU WELLNER & CO., INC. located in New York, New York.
Barry is registered as a RR (Registered Representative) and started their career in finance in 1977. Barry has worked at 10 firms and has passed the Series 63, Series 82TO, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Barry David Tannen's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2023 - Present
PAPAMARKOU WELLNER & CO., INC.
Office #1: 430 Park Avenue 17th Floor, New York, NY, 10022January 1, 2001 - July 12, 2001
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
April 24, 2000 - January 1, 2001
PERSHING LLC
September 15, 1998 - March 9, 2000
GRUNTAL & CO., L.L.C.
July 6, 1994 - March 6, 1996
HSBC BROKERAGE (USA) INC.
May 21, 1993 - January 11, 1994
SCHRODER FUND ADVISORS LLC
December 17, 1990 - April 7, 1993
KLEINWORT BENSON NORTH AMERICA INC.
April 13, 1982 - March 31, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
June 19, 1980 - March 30, 1982
LEHMAN BROTHERS INC.
July 26, 1977 - March 1, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 6/7/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
PAPAMARKOU WELLNER & CO., INC.
CRD#: 10963 / SEC#: , 8-29033
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLNER, KARL GERT | SOLE DIRECTOR, MAJORITY SHAREHOLDER | 4640763 |
| PERKIN, THORNE LEWIS | SHAREHOLDER | 4016951 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| LYONS, BRYON HAROLD | CCO | 2798054 |
| RUTITSKIY, DMITRIY NMN | FINOP/PFO/CFO | 6117665 |
| ZERILLO, JOANNE NMN | CEO; MUNICIPAL SECURITIES PRINCIPAL; ROSFP; PRESIDENT | 2284618 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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