Barry D. Tannen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry David Tannen, who also goes by Barry D Tannen, Barry Tannen, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1977. Barry had worked at 10 firms and has passed the Series 63, Series 82TO, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2023 - July 7, 2026
PAPAMARKOU WELLNER & CO., INC.
January 1, 2001 - July 12, 2001
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
April 24, 2000 - January 1, 2001
PERSHING LLC
September 15, 1998 - March 9, 2000
GRUNTAL & CO., L.L.C.
July 6, 1994 - March 6, 1996
HSBC BROKERAGE (USA) INC.
May 21, 1993 - January 11, 1994
SCHRODER FUND ADVISORS LLC
December 17, 1990 - April 7, 1993
KLEINWORT BENSON NORTH AMERICA INC.
April 13, 1982 - March 31, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
June 19, 1980 - March 30, 1982
LEHMAN BROTHERS INC.
July 26, 1977 - March 1, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 6/7/2023
Limited Representative-Private Securities OfferingsCurrent Firm
PAPAMARKOU WELLNER & CO., INC.
CRD#: 10963 / SEC#: , 8-29033
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLNER, KARL GERT | SOLE DIRECTOR, MAJORITY SHAREHOLDER | 4640763 |
| PERKIN, THORNE LEWIS | SHAREHOLDER | 4016951 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| LYONS, BRYON HAROLD | CCO | 2798054 |
| RUTITSKIY, DMITRIY NMN | FINOP/PFO/CFO | 6117665 |
| ZERILLO, JOANNE NMN | CEO; MUNICIPAL SECURITIES PRINCIPAL; ROSFP; PRESIDENT | 2284618 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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