FS
Frank K. Swyden
FRANK K. SWYDEN ASSET MGMT.
Overland Park, KS 66202
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CRD#: 840609
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Professional summary
Frank K Swyden is a registered financial advisor currently at FRANK K. SWYDEN ASSET MGMT., INC. located in Overland Park, Kansas.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Frank has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Frank K Swyden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2002 - Present
FRANK K. SWYDEN ASSET MGMT., INC.
Office #1: 6901 Shawnee Mission Parkway Bldg #2 Ste # 210, Overland Park, KS 66202RIA
CRD#: 112396
Overland Park, KS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(1/2/2004)
IAR
Missouri(3/12/2002)
IAR
Texas(3/8/2021)
Exams
Current Firm
FK
FRANK K. SWYDEN ASSET MGMT., INC.
FRANK K. SWYDEN ASSET MGMT., INC. | SWYDEN FRANK K ASSET MANAGEMENT INC | SWYDEN ASSET MANAGEMENT, INC.
CRD#: 112396 / SEC#: 801-56029
RIA
Registered Investment Advisory firm - (2/3/2004 Terminated)Kansas
Registered Investment Advisory firm - (1/2/2004 Approved)Missouri
Registered Investment Advisory firm - (1/11/1999 Approved)Texas
Registered Investment Advisory firm - (12/17/2020 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6901 Shawnee Mission Parkway Bldg #2 Ste # 210, Overland Park, KS 66202
Mailing Address
Phone number
(816) 718-7407
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 104 |
| AUM (Assets Under Management) | $ 59,992,302 |
Red Flags
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