George P. Nikitovich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Paul Nikitovich was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1977. George had worked at 6 firms and has passed the Series 63, Series 3, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2003 - November 22, 2010
PETERSEN INVESTMENTS, INC.
April 29, 2002 - October 7, 2003
RYAN BECK & CO.
October 24, 1997 - May 20, 2002
GRUNTAL & CO., L.L.C.
October 26, 1984 - September 5, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 16, 1977 - April 3, 1978
PRUDENTIAL EQUITY GROUP, LLC
July 26, 1977 - September 16, 1977
BACHE HALSEY STUART INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 11/28/1984
Foreign Currency Options ExaminationCurrent Firm
PETERSEN INVESTMENTS, INC.
CRD#: 38537 / SEC#: , 8-48306
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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