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Bufort Leftwich Jr

CRD# 840547·Registered 1977 - 2006
Previously Registered: Being a previously registered professional could mean that Bufort is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bufort Leftwich JR, who also goes by Buddy Leftwich, Bufort Leftwich, was a registered financial advisor. Bufort was a previously registered financial professional and started their career in finance 1977 - 2006. Bufort had worked at 11 firms and has passed the Series 63, Series 22, Series 3 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Buddy Leftwich, Bufort Leftwich

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

TEXAS E&P PARTNERS, INC.·CRD# 127228
BD
Richardson, TX
January 24, 2006 - February 17, 2006
AMERICAN LANDMARK SECURITIES, INC.·CRD# 42187
BD
Irving, TX
October 30, 2003 - April 25, 2005
SALOMON GREY FINANCIAL CORPORATION·CRD# 43413
BD
Dallas, TX
August 26, 2003 - October 30, 2003
DIESEL ENERGY INTERNATIONAL, L.L.C.·CRD# 104484
BD
Dallas, TX
February 24, 2003 - July 22, 2003
KDN SECURITIES, INC.·CRD# 102960
BD
Dallas, TX
November 20, 2002 - February 6, 2003
MORGAN SPAULDING, INC.·CRD# 44604
BD
Dallas, TX
November 30, 2001 - February 14, 2002
AMERICAN INVESTMENT SERVICES, INC.·CRD# 21111
BD
Oklahoma City, OK
July 9, 2001 - December 4, 2001
LONE STAR SECURITIES, INC.·CRD# 20452
BD
Addison, TX
October 30, 2000 - June 11, 2001
TEXAKOMA FINANCIAL, INC.·CRD# 16910
BD
Plano, TX
January 20, 1999 - May 7, 1999
GRAND FINANCIAL, INC.·CRD# 19571
BD
Addison, TX
October 26, 1998 - December 31, 1998
LONE STAR SECURITIES, INC.·CRD# 20452
BD
Addison, TX
February 3, 1998 - March 4, 1998
WADDELL & REED·CRD# 866
BD
July 25, 1977 - November 24, 1978

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Current Firm

TE
TEXAS E&P PARTNERS, INC.

CHESTNUT ENERGY PARTNERS, INC. | TEXAS E&P PARTNERS, INC. | PLUMMER SECURITIES, INC. | CHESTNUT EXPLORATION PARTNERS, INC.

CRD#: 127228 / SEC#: 8-65968
BD
Terminated by SEC on 11/22/2016

Contact Information

Established

Texas since 09/05/2002

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PLUMMER HOLDINGS CORP.PARENT COMPANY—

Disclosures

Regulatory Event

4

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1997About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Feb 1998About the Series 22 exam

Series 3 — National Commodity Futures Examination

Passed Jun 1985About the Series 3 exam

Series 1 — Registered Representative Examination

Passed Jul 1977

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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