Bufort Leftwich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bufort Leftwich JR, who also goes by Buddy Leftwich, Bufort Leftwich, was a registered financial professional .
Bufort is a previously registered financial professional and started their career in finance in 1977. Bufort had worked at 11 firms and has passed the Series 63, Series 22, Series 3 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2006 - February 17, 2006
TEXAS E&P PARTNERS, INC.
October 30, 2003 - April 25, 2005
AMERICAN LANDMARK SECURITIES, INC.
August 26, 2003 - October 30, 2003
SALOMON GREY FINANCIAL CORPORATION
February 24, 2003 - July 22, 2003
DIESEL ENERGY INTERNATIONAL, L.L.C.
November 20, 2002 - February 6, 2003
KDN SECURITIES, INC.
November 30, 2001 - February 14, 2002
MORGAN SPAULDING, INC.
July 9, 2001 - December 4, 2001
AMERICAN INVESTMENT SERVICES, INC.
October 30, 2000 - June 11, 2001
LONE STAR SECURITIES, INC.
January 20, 1999 - May 7, 1999
TEXAKOMA FINANCIAL, INC.
October 26, 1998 - December 31, 1998
GRAND FINANCIAL, INC.
February 3, 1998 - March 4, 1998
LONE STAR SECURITIES, INC.
July 25, 1977 - November 24, 1978
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/21/1977
Registered Representative ExaminationCurrent Firm
TEXAS E&P PARTNERS, INC.
CRD#: 127228 / SEC#: , 8-65968
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
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