Gilbert Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gilbert Clark, who also goes by Gib Clark, was a registered financial professional .
Gilbert is a previously registered financial professional and started their career in finance in 1977. Gilbert had worked at 7 firms and has passed the Series 63, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2013 - November 18, 2013
MAREX CAPITAL MARKETS INC.
June 25, 2002 - February 16, 2005
TP ICAP GLOBAL MARKETS AMERICAS LLC
April 29, 1998 - July 16, 2012
ZIONS DIRECT, INC.
October 30, 1985 - January 14, 1998
DAIWA CAPITAL MARKETS AMERICA INC.
January 18, 1982 - October 16, 1985
UBS FINANCIAL SERVICES INC.
October 30, 1980 - January 19, 1982
KIDDER, PEABODY & CO. INCORPORATED
July 26, 1977 - December 1, 1979
BLYTH EASTMAN DILLON CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
