Donald Z. Alexander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Z Alexander, who also goes by Daz Alexander, Don Alexander, Donald A Zivich, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1977. Donald had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 1985 - December 31, 2016
DON ALEXANDER INVESTMENTS, INC.
July 14, 1983 - March 5, 1985
DREHER & ASSOCIATES, INC.
September 9, 1982 - June 13, 1983
OBERWEIS SECURITIES, INC.
February 1, 1979 - August 19, 1983
INSIGHT SECURITIES, INC.
June 18, 1977 - August 27, 1982
INSIGHT SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 40
Date: 12/27/1978
Registered Principal ExaminationCurrent Firm
DON ALEXANDER INVESTMENTS, INC.
CRD#: 15931 / SEC#: , 8-32974
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
