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KF

Kevin L. Ferrell

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CRD#: 840221
KF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Layne Ferrell was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1989. Kevin had worked at 7 firms and has passed the Series 63, Series 22, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 28, 2003 - February 4, 2005

GREAT WEST PARTNERS, INC.

BD
CRD#: 43935
ADDISON, TX
Past

March 5, 2003 - June 18, 2003

LONE STAR SECURITIES, INC.

BD
CRD#: 20452
ADDISON, TX
Past

January 26, 1999 - May 19, 1999

MM ASCEND LIFE INVESTOR SERVICES, LLC

BD
CRD#: 36451
CINCINNATI, OH
Past

March 12, 1997 - August 7, 1997

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

November 15, 1995 - September 16, 1996

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

June 14, 1994 - August 4, 1994

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

August 1, 1991 - February 17, 1994

IFMG SECURITIES, INC.

BD
CRD#: 14416
PURCHASE, NY
Past

November 24, 1989 - August 1, 1991

PAMCO SECURITIES AND INSURANCE SERVICES

BD
CRD#: 11028

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/18/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22
Date: 2/3/2003
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/22/1989
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 5/14/1991
Investment Company Products/Variable Contracts Principal Examination

Current Firm

GW
GREAT WEST PARTNERS, INC.
GREAT WEST PARTNERS, INC.

CRD#: 43935 / SEC#: , 8-50495

BD
Terminated by SEC on 07/18/2005
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 08/21/1997
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GULF STATES ROYALTY COMPANYOWNER
SIMMONS, BRAD LEEPRESIDENT, FINANCIAL OPERATIONS OFFICER3129381

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREAT WEST PARTNERS, INC.

CRD#: 43935

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