Donald M. Chapman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Mason Chapman III, who also goes by Donald Mason Chapman, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1977. Donald had worked at 6 firms and has passed the Series 63, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 1990 - November 24, 1992
USF&G INVESTMENT SERVICES, INC.
September 1, 1988 - November 21, 1990
F & G SECURITIES, INC.
April 19, 1985 - August 25, 1987
PROPERTY COMPANY OF AMERICA SECURITIES CORP.
December 10, 1981 - November 1, 1983
ANGELES SECURITIES CORPORATION
January 10, 1980 - September 15, 1982
AFR SECURITIES CORPORATION
July 14, 1977 - February 2, 1979
FIRST AFFILIATED SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
F04
Date: 6/13/1978
Financial Principal ExaminationSeries 40
Date: 7/5/1977
Registered Principal ExaminationCurrent Firm
USF&G INVESTMENT SERVICES, INC.
CRD#: 18949 / SEC#: , 8-36964
Contact information
Documents
Red Flags
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