Steven B. Kirk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Boyle Kirk was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1977. Steven had worked at 3 firms and has passed the Series 63, Series 6TO, Series 22TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 1977 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
July 14, 1977 - July 3, 2006
IDS LIFE INSURANCE COMPANY
July 14, 1977 - December 21, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 1
Date: 7/9/1977
Registered Representative ExaminationCurrent Firm
AMERICAN EXPRESS FINANCIAL CORPORATION
CRD#: 6320 / SEC#: , 8-31250
Contact information
Documents
Red Flags
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